SAMPLE
CONTRACT
NOTES
Authors are advised to keep copies of all correspondence
with publishers, no matter how trivial.
Where a telephone conversation takes place, take a note of the
contents and include it with the publisher’s file, then send a
letter to the person with whom you spoke confirming what was said in
the conversation.
A sample contract is provided below; there are notes here
for your consideration.
Good luck.
THE
IRISH WRITERS' UNION
SAMPLE MODEL CONTRACT
This
represents the optimum contract a writer might hope to obtain from a
publisher. There is always a tension between the ideal author-publisher
agreement and the attainable. Each clause, and every situation can be
negotiable. Writers should bear this in mind when examining an offered
contract. If there are any areas a writer does not understand, the writer
should have them clarified by a knowledgeable independent party before
signing. Once a contract is signed, it is legal and binding on both
parties, Author and Publisher.
Many contracts by their very nature cover issues not addressed here.
The purpose of this sample contract is not to discuss every conceivable
possibility, but to set out in clear and concise language the basic
clauses that appear, in some version, in most author-publisher contracts.
The Irish Writers' Union accepts no responsibility for any loss or damages
arising from the use of this sample contract. This sample contract is
intended to be for members' guidance only. They are encouraged to obtain
independent legal advice before signing any contract.
However, the Irish Writers' Union would hope that its members study
these guidelines in order to ascertain what is fair and possible in
negotiating a contract.
AGREEMENT
between of (hereinafter called the Author) of the one part and (hereinafter
called the Publisher) of the second part, concerning a literary work
at present titled: (hereinafter called the Work.)
1 COPYRIGHT
(a) The copyright in the Work will belong to the Author. The Publisher
is hereby authorized to register the copyright in the Work in the name
of the Author.
(b)The Publisher agrees to imprint the copyright notice in each copy
of the work distributed by the Publisher.
(c) The Publisher further agrees to require its sub-licencees to imprint
the copyright notice in their editions of the Work.
2 DURATION AND SCOPE
(a) The Author hereby grants to the Publisher the sole and exclusive
rights to print or otherwise reproduce, publish and sell the work in
the English language for a period of years, to be mutually agreed upon.
(b)These rights shall pertain in the Open Market worldwide except for
those territories specified in the attached schedule, if any.
3 DELIVERY OF THE WORK
(a) Unless prevented by circumstances beyond his/her control, the Author
shall deliver to the Publisher a complete manuscript of the finished
Work, and (if agreed) computer disc on or before the (date)
(b) The length, form and content of the Work shall be in accordance
with the outline agreed between the parties.
(c) Within thirty days, the Publisher must inform the Author of its
acceptability or non acceptability.
(d) If in the opinion of the Publisher the Work is not acceptable for
publication in its present form, the Author will have sixty days from
receipt of this notification to make the necessary changes or revisions.
(e) If Author fails to deliver the manuscript within ninety days after
the date specified, Publisher may at his discretion send Author written
notice of intention to terminate this Agreement.
(f) Should the Author be prevented from completing the manuscript by
serious illness or accident, then the time for delivery of the manuscript
shall be extended until three months following the termination of Author's
incapacity, provided Author has notified Publisher of such incapacity
in writing.
4 EDITING
No changes can be made by the Publisher to the title or text of the
Work without the Author's written consent. The Publisher's editor shall
confer with the Author about any proposed changes. The Author shall
make every reasonable effort to cooperate with the editorial process.
5 COPYEDITED MSS AND PAGE PROOFS
The Publisher shall provide the Author with a copy of the copy-edited
manuscript for the Author's approval before any portion of the Work
is printed. The Author shall read, correct and return said copy within
fourteen working days of receipt, unless otherwise mutually agreed.
6 ALTERATIONS TO THE TYPESCRIPTS AND PROOFS
The Author shall bear the cost of any proof corrections he or she makes
(other than printers' or publishers' errors) in excess of 15% of the
cost of typesetting, such cost to be deducted from Author's royalties.
7 ILLUSTRATIONS, MAPS, INDEX, BIBLIOGRAPHY, FOOTNOTES
a) If it is agreed between the Author and the Publisher that illustrations
and/or maps are desirable for the Publisher's edition of the Work, their
number and style will be decided upon by separate Agreement.
(b) The Publisher shall produce the illustrations and/or maps and bear
all costs of same, as well as pay any necessary permission fees, unless
otherwise agreed.
(c) If it is agreed between the Author and the Publisher that the Work
requires an index, then at the Authors choice, said index will be supplied
by the Author, or the Publisher shall engage an indexer and the reasonable
costs shall be borne equally by the Author and the Publisher, the Author's
share being deducted from the payments due under this Agreement.
(d) If it is agreed between the Author and the Publisher that the Work
requires a bibliography and/or footnotes, then same will be the responsibility
of the Author unless otherwise agreed.
8 WARRANTY AND INDEMNITY
(a) The Author warrants to the Publisher that the Work is original with
the Author.
(b) That the Work, to the Author's knowledge, does not infringe any
existing copyright.
(c) That the Work, to the Author's knowledge, does not violate the laws
of libel or obscenity.
(d) The Author further agrees to indemnify the Publisher against any
final judgment for damages, including legal costs, arising out of any
facts which constitute a deliberate breach of the foregoing warranties,
provided that the Author's liability thereunder is limited to % of the
sums payable to the Author under this agreement.
(e) The aforesaid indemnity shall not apply to any material inserted
in the Work by the Author in response to the Publisher's request, nor
to any material which the Publisher could have determined, from a reading
of the Work, to have violated the specified rights and laws.
9 ADVANCE
The Publisher agrees to pay the Author, as an advance against earnings
from all sources under this Agreement, the sum of (amount), payable
as follows: (Ideally 50% on signing, 25% on delivery and acceptance
of manuscript, 25% on publication)
10 SCHEDULE OF ROYALTIES
The Publisher shall pay the Author the following royalties, based on
the list price of the Work: (suggested minimal rate)
(a) On hardcover editions of the Work:
(1.) On domestic sales: 10%
(2.) On overseas sales for export purposes: 10%
(b) On trade (large format) paperback editions of the Work:
(1.) On domestic sales: 10%
(2.) On overseas sales for export purposes: 7.5%
(c) On mass-market paperback editions of the Work:
(1.) On domestic sales: 10%
(2.) On overseas sales for export purposes: 7.5%
11. SUBSIDIARY RIGHTS
The Publisher may license subsidiary rights in the Work as listed below,
and shall pay the Author the indicated percentages of the gross proceeds.
(Suggested ideal rate)
(a) Paperback rights: 75% of first 30,000 copies, 80% thereafter
(b)..Book club rights: 75% of first 30,000 copies, 80% thereafter
(c) U.K. rights: 75% of first 30,000 copies, 80% thereafter
(d) Other foreign rights: subject to individual negotiation
(e) First pre-publication serial rights: 85%
(f) Second pre-publication serial rights: 75%
(g) Dramatisation rights, including television, radio, and theatrical:
80%
(h) Motion Picture rights: subject to individual negotiation (i) Readings
by voice on radio, television, tape, or disc rights: 80% o Mechanical
reproduction rights: 80%
(k) Digest book rights: 80%
(I) Merchandising rights: 50%
(m) Anthology and quotation rights: 80%
12. ALL RIGHTS
All rights in the Work not specifically granted herein to the Publisher
are reserved by the Author and may be exercised or disposed of by the
Author at any time during the term of this Agreement.
13. MANDATED PUBLICATION
1Unless prevented by circumstances demonstrably beyond their control,
the Publisher shall publish the Work in its initial form at their own
risk and expense within 12 months from the date of acceptance of the
Work, or by (date)
14. REPORTS AND PAYMENTS
The Publisher shall calculate sales of the Work and income due the Author
on 30 June and 31 December of each year, and within thirty days thereafter
send the Author a complete statement of account, to include the following.
For each category of sales:
(a) the number of copies sold;
(b) total sales to date;
(c) applicable price per unit;
(d) applicable royalty rate;
(e) number of returns if any;
(f) amount now owing to the Author. If there are any outstanding
sums under this Agreement due the Author at the time any royalty statement
is issued, the Publisher's check for those sums shall accompany the
statement.
15. EXAMINATION
Upon written request, Author or Author's designated representative may
examine the books and records of the Publisher which relate to this
Work. If such examination discloses an error in excess of 5% with respect
to the royalty statement, Publisher shall be liable for costs of said
examination; otherwise, such costs shall be borne by the Author.
16. PAYMENT
If any payment due does not accompany the royalty statement, the Author
may demand in writing that such payment be made within thirty days.
If the Publisher fails to comply, the Author may, upon notifying the
Publisher of his intention in writing, immediately terminate this agreement
and all rights thereunder revert to the Author.
17 PRESENTATION COPIES
The Publisher shall give the Author, without charge, twenty copies of
the Work. The Author may purchase additional copies at 40% of the list
price.
18. REVERSION OF RIGHTS
If the Work has been out of print for a period of one year, and upon
the Author's written request the Publisher does not then reprint within
eighteen months, the Author may request and shall receive a reversion
of all those rights in the Work which the Publisher holds.
19. OUT OF PRINT
The Work will be considered to be out of print if fewer than fifty copies
remain in the Publisher's stock.
20. TERMINATION OF CONTRACT
In the event the Publisher fails to comply with any of the provisions
of this Agreement, within one month after written notification by the
Author of such non-compliance, the Author may terminate this Agreement
upon written notification to the Publisher.
Termination will be without prejudice to any sub-licenses properly granted
by the Publisher prior to termination.
Termination will be without prejudice to any claims which the Author
may have against the Publisher for monies due at time of termination.
21. BANKRUPTCY
If the Publisher is adjudicated a bankrupt or makes an assignment for
the benefit of creditors or liquidates the business, this Agreement
shall terminate forthwith and all rights granted to the Publisher thereunder
shall automatically revert to the Author.
22. COMPETING WORKS
During the lifetime of this Agreement, the Author shall not prepare
for other publishers any work which may be an expansion or abridgement
of this Work, or is likely to effect prejudicially the sales of this
Work.
23. SETTLEMENT OF DISPUTES
Any dispute arising from this Agreement may first be referred to the
Irish Writers' Union for negotiated settlement. Failing such settlement,
the dispute may be referred to an arbitrator or arbitration body, agreed
upon by both parties, in accordance with the provisions of the Arbitration
Act 1980 or any amending or substituted statute for the time being in
force. Notwithstanding the above, the parties hereto do not waive their
right to seek any interlocutory remedy including an injunction in any
Court without the requirement of prior arbitration. Nothing herein shall
prejudice the enforceability of such remedy.
24. NOTICES
All legal notification is to be made by post, fully addressed to the
recipient.
25. WAIVER OR MODIFICATION
This Agreement constitutes the complete understanding of the parties
thereto and no waiver or modification of any provisions shall be valid
unless in writing, signed by the Author and the Publisher. The waiver
of a breach or a default under any provision hereof shall not be deemed
a waiver of any subsequent breach or default.
26. GOVERNING LAW
This Agreement shall be interpreted under the laws of the Republic
of Ireland.
Agreed to this day,
Signature Publisher_____________________________________
Signature Author_______________________________________
:Signature
Witness_______________________________________
====================================================
home
aims benefits
committee events
faq honoured plunkett
join links contract
membersites news plr
reviewing tax